The SIE audio companion
Make room for
a little listening.
Markets, products, and the rules behind them. Take the course with you, one conversation at a time.
22
episodes. Your pace.
About 16 hours of audio, organized in course order.
Free to listen. No account needed.
Your listening list
The whole course,
one episode at a
time.
Capital Markets
4 episodes · 2h 42m
Products & Risks
8 episodes · 5h 39m
- Episode 05 Equity Securities 42 min Details ↗
- Episode 06 Debt Instruments 41 min Details ↗
- Episode 07 Options 40 min Details ↗
- Episode 08 Packaged Products 42 min Details ↗
- Episode 09 Municipal Fund Securities 42 min Details ↗
- Episode 10 Alternative Investments 50 min Details ↗
- Episode 11 Exchange-Traded Products 28 min Details ↗
- Episode 12 Investment Risks 55 min Details ↗
Trading, Accounts & Prohibited Activities
7 episodes · 4h 57m
- Episode 13 Orders and Strategies 41 min Details ↗
- Episode 14 Investment Returns 40 min Details ↗
- Episode 15 Trade Settlement and Corporate Actions 44 min Details ↗
- Episode 16 Customer Accounts 48 min Details ↗
- Episode 17 AML Compliance 43 min Details ↗
- Episode 18 Books, Records, Privacy and Communications 43 min Details ↗
- Episode 19 Prohibited Activities 38 min Details ↗
Regulatory Framework
2 episodes · 1h 15m
Final Review
1 episode · 1h 23m
Build a study rhythm
Listen. Check it.
Make it stick.
Listen to a unit, then try a few questions before moving on. If a distinction is still fuzzy, open the matching written lesson from the player.
A few listening notes
Can I listen without an account?
Yes. Every episode on this page plays directly in your browser, with no signup required. You can also listen on Spotify using the badge beneath the player.
Is this an audiobook or a podcast?
It is an audio companion to the SIE course, with 22 episodes organized by course unit. Use it alongside the written lessons rather than as a word-for-word reading of the textbook.
Will it remember where I stopped?
With JavaScript enabled, the player saves your episode, listening position, and playback speed in this browser, separately for each course. It does not sync between devices. Private browsing or clearing browser storage can remove your saved place.
Should I use audio instead of practice questions?
Use both. Audio gives you another way to study the concepts; answering questions helps you check whether you can apply them. Pair each episode with the matching written lesson and practice in the CertFuel SIE course.