SIE podcast · Episode 04
Securities Offerings
41 min of listening
Capital Markets. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Roles of Participants in Offerings
- Types of Offerings
- Shelf Registrations and Distributions
- Offering Documents and Delivery Requirements
- Regulatory Filing Requirements and Exemptions
- Key Rules Summary
Put this episode into practice with adaptive questions and flashcards in the full SIE course.